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Assessment of interhospital transport care for pediatric patients

Volume 63(5); May

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Article Contents

Clin Exp Pediatr > Volume 63(5); 2020
Chaichotjinda, Chantra, and Pandee: Assessment of interhospital transport care for pediatric patients

Abstract

Background

Many critically ill patients require transfer to a higher-level hospital for complex medical care. Despite the publication of the American Academy of Pediatrics guidelines for pediatric interhospital transportation services and the establishment of many pediatric transport programs, adverse events during pediatric transport still occur.

Purpose

To determine the incidence of adverse events occurring during pediatric transport and explore their complications and risk factors.

Methods

This prospective observational study explored the adverse events that occurred during the interhospital transport of all pediatric patients referred to the pediatric intensive care unit of Ramathibodi Hospital between March 2016 and June 2017.

Results

There were 122 pediatric transports to the unit. Adverse events occurred in 25 cases (22%). Physiologic deterioration occurred in 15 patients (60%). Most issues (11 events) involved circulatory problems causing patient hypotension and poor tissue perfusion requiring fluid resuscitation or inotropic administration on arrival at the unit. Respiratory complications were the second most common cause (4 events). Equipment-related adverse events occurred in 5 patients (20%). The common causes were accidental extubation and endotracheal tube displacement. Five patients had both physiologic deterioration and equipment-related adverse events. Regarding transport personnel, the group without complications more often had a physician escort than the group with complications (92% vs. 76%; relative risk, 2.4; P=0.028).

Conclusion

The incidence of adverse events occurring during the transport of critically ill pediatric patients was 22%. Most events involved physiological deterioration. Escort personnel maybe the key to preventing and appropriately monitoring complications occurring during transport.

Introduction

With difference levels of care among hospitals in developing countries, many critically ill patients presenting to a nontertiary care hospital need to be transferred to a tertiary hospital for more complex medical care [1-3]. Since 1986, the American Academy of Pediatrics (AAP) has stressed the roles of interhospital transportation plan into 4 aspects of transferal system: good communication between referral and receiving hospitals, appropriate personnel, suitable equipments, and appropriate monitoring [4]. Although several recommendations have been published [5-7] and many pediatric transport programs have been established, adverse events during patient transport still occur, with an incidence of 10%–20% in previous studies [8,9]. The adverse events during patient transport, especially in pediatric patients, are poorly documented in Thailand. The primary objective of this study is to determine the incidence of complications occurring during pediatric patient transport. The secondary objectives are to explore the types of complication and risk factors.

Methods

We performed a prospective observational study at Ramathibodi Hospital, a tertiary-care university-based hospital in Bangkok, Thailand, which accepts critically ill patients from all over the country. All pediatric patients, age between 1 month to 20 years, who were transferred from other hospital to an 8-bed pediatric intensive care unit (PICU) from March 2015 to June 2016 were included. When the patients arrived at the PICU, apart from a usual sign out, escorting physicians or nurses were asked to fill in the study record form and discuss about the condition of the patients and adverse events occurring during transport. Patient demographic data, patient status before transport, detail about transportation, and detail of significant adverse events occurring during transfer were collected. Final diagnosis, length of stay in the hospital, and other complications occurring in the first hour of arriving in PICU were obtained from medical records. Each patient was classified as “patient with complication” or “patient without complication” according to presence or absence of adverse events by consensus of the 2 investigators (CK and PU).
The adverse events were categorized into “physiologic deterioration” and “equipment-related complications”. The physiologic deterioration includes: respiratory (respiratory failure or desaturation), circulatory (cardiac arrest, hypotension [systolic pressure <70 mmHg for an infant, <70+[2×age {yr}] mmHg for child 1–10 years, <90 mmHg for child >10 years]), tachycardia (pulse rate >220/min for infant, >180/min for child), bradycardia (pulse rate <80/min for infant, <60/min for child), neurologic complication (altered mental status, seizure, hypothermia (temperature<35oC), and other metabolic problem such as hypoglycemia (blood glucose<60 mg/dL). The equipment- related complications include endotracheal (ET) tube displacement or obstruction, dislodge of intravenous line access, disconnected or inadequate oxygen supply, and inadequate batteries of any medical equipment. Risk factors between the 2 groups were analyzed.
This study was approved by the Institutional Review Board of Faculty of Medicine Ramathibodi Hospital, Mahidol University. (MURA2016/240, Protocol number: ID 04-59-03). The informed consent of patent were obtained from care giver when they arrived PICU.
Chi-square test was used for categorical variables and the Student t test was used for continuous variables. All P values ≤0.05 were considered statistically significant. All statistical analyses were performed using SPSS ver. 17.0 (SPSS Inc., Chicago, IL, USA ).

Results

During the study period, 112 pediatric patients were transferred to our PICU from 69 different referring hospitals. Patient characteristics and detail of transportation are shown in Table 1. The most common diagnoses were neurological disease (22%), respiratory disease (17%), hematologic or oncologic disease (16%), and cardiac disease (14%). All patients were transferred by ground ambulance (Table 1).
Adverse events during transport occurred in 25 out of 112 patients (22%) as shown in Table 2.
The most common physiologic deterioration was circulatory complications (44%). Two patients had neurological complications and one of them had serious complication needed immediate ET tube intubation. Equipment-related adverse events occurred in 10 patients (33%). Both physiologic deterioration and equipment-related complication occurred in 5 patients. The first case was a 3-year-old girl with dilated cardiomyopathy who got accidental extubation during transport causing respiratory failure and required immediate reintubation on arrival at the PICU. The second case was an 8-month-old male infant with status epilepticus. ET tube displacement occurred during transport because of an inappropriate holding of the tube, also causing desaturation and respiratory failure. After correction of the tube position at the PICU, his oxygen saturation returned to normal. The third case was a 13-year-old girl with end-state renal disease and volume overload. The furosemide infusion pump runs out of battery during transport causing high blood pressure in the patient. The fourth case was a 14-year-old boy with spastic cerebral palsy, tracheostomy status, and empyema thoracis. Oxygen supply was depleted during transport causing patient desaturation required immediate initiation of mechanical ventilator support on arrival at the unit. The last case was a 6-year-old girl with enterocolitis and septic shock. She was hypotension and tachycardia due to disconnection of inotropic drug infusion line while she was transferred from an emergency medical service (EMS) stretcher to the PICU bed.
Adverse events categorized into aspects according to AAP quality of pediatric interhospital transportation are shown in Table 3. We found 3 cases which did not have adequate communication. From interviews with referring personnel, we noted that sometimes the physician who contacted and signed out to our critical care staffs and the escorting physician were not the same person. Some escorting personnel had never seen the patient before until referral time. One of the escorting nurses reported that she did not know whom she should to call for help (Table 3).
Transport personnel was all provided by referring to hospital and varied according to judgment of referring physician and available resources. Physicians accompanied their patients during transport in most of the cases (88%) but were various in level of expertise; including general practitioners, emergency physicians, and pediatricians. Other transport personnel included nurses, emergency medical technicians, and nursing assistants. ET tube displacement happened in one case due to lack of skill in holding the tube of the general practitioners. Accidental extubation happened in another case which had general practitioner accompanied the patient and was the one who holds the ET tube.
Risk factors of adverse events, comparing between the 2 groups are shown in Table 4. The group of noncomplication had physician accompany more than the group with complication (92% vs. 76%; relative risk, 2.4; P=0.028). Age, sex, underlying disease, and intubation status were not statistically different between the groups. The percentage of patients who received vasoactive drug infusion in the group with complication was almost 2 times more than in the group without complication but not statistically significant. Other risk factors such as referring hospital, transport distance, transport duration, hospital stay, and arrival time were also not statistically different between the groups (Table 4).

Discussion

Our study reports an incidence of adverse events occurring during transport of critically ill pediatric patients of 22%, consistence with reports from previous studies (9%–23%; Table 5) [8,9].
Physiologic deterioration was the main adverse events in our study, account for more than half of all the events, whereas equipment-related complications account for one-third of the events. We found that 40% of adverse events occurred due to deterioration of diseases, which might be difficult to prevent, but 60% occurred due to ineffective communication, inappropriate escort personnel, inadequate equipment, and inappropriate monitoring which could be preventable.

1. Communication

Although communication between referring hospital staff and our PICU staff was made by phone in every case before transfer, we still found cases that adverse events could be prevented with better communication. When adverse events occurred during transfer, patients might not receive proper management due to lack of communication between escorting physician and pediatric critical care staffs. We recommend repeated phone calls with critical care staffs to consult when escorting personnel need help in stabilization patients.

2. Personnel

Our study shows that lack of physician during transport and level of expertise of the physicians may be risk factors of adverse events. Previous study found that transport by a specialized transfer team was associated with an odds ratio of mortality of 0.58 (95% confidence interval, 0.39–0.87) [7]. Such a team is not available in most of hospital in many countries including Thailand. Due to contract with the government during medical training, most medical student graduates in Thailand need to work as a general practitioner, referred to as an intern, at hospitals in rural area of the country before they could enter a higher medical training program. They usually are physician who accompanies the patient during transport to a tertiary-care hospital and act as a transport team leader.
The previous studies have shown that the educational structure of interhospital transport team has been the strong point for successful of transportation [10-13]. We suggest that the transport teams should be trained for core concepts in pediatric transport. The teams should be able to perform emergency procedure such as ET tube intubation, defibrillation, and cardiopulmonary resuscitation. To address this important issue, from the results of our study, the physician should be accompanied with the patients to solve the complication that maybe occurred during the transport. As the data from Table 4 shown that, if the physician escort with the patients the complication will less occurred (P<0.03). We further analysis in physician accompany group (99 cases) confine to the age of patients weather less than 1 year or more than 1 year and detail of physician (pediatrician or nonpediatrician) in both complication (19 cases) group and noncomplication (80 cases) group. We found that no different in complication event in both complication group (P=0.87) and noncomplication group (P=0.84) respectively (Table 6).

3. Equipment

Most equipment failures in our study were related to ET tube displacement, loss of intravenous access, depletion of oxygen, and not enough battery supply of medical equipment. The previous study also addressed the issue of transport equipment that should well prepare and appropriate for each patient [14,15]. We emphasize on routine equipment checking before transportation to prevent the adverse events.

4. Monitor

Closed monitoring of the patient during transfer is the key for early detection and early intervention of complication during transportation [16]. One patient in our study was hypoglycemic, which could be prevented if we appropriately monitor bedside glucose during transport.

5. Benefit of study

The results of this study would be a useful information for developing a referral guideline to improve quality of pediatric transportation system in the future.
We report an incidence of adverse events occurring during transport of critically ill pediatric patients of 22%. Most of the events were physiologic deterioration. The escort personal maybe the key person to prevent and appropriately monitor any complication during the transport. Referral guideline should be developed for improving quality of pediatric transportation system specifically for developing countries.

Conflicts of interest

No potential conflict of interest relevant to this article was reported.

Table 1.
Patient characteristics and transportation details (n=112)
Characteristic No. (%)
Age
 Infant (≤12 mo) 33 (30)
 Preschool (1–5 yr) 30 (27)
 School (5–10 yr) 24 (21)
 Adolescent (>10 yr) 25 (22)
Male sex 60 (54)
Diagnostic category
 Neurological 24 (22)
 Respiratory 19 (17)
 Hematologic/oncologic 18 (16)
 Cardiac 16 (14)
 Gastrointestinal 6 (5)
 Genetic 6 (5)
 Toxicological 6 (5)
 Endocrine 3 (3)
 Renal 3 (3)
 Autoimmune 2 (2)
 Others 9 (8)
Intubated before transport 66 (59)
Vasoactive drugs 23 (21)
Referring hospital
 Government 76 (68)
 Primary 4 (4)
 Secondary (120–500 beds) 28 (25)
 Tertiary (>500 beds) 39 (35)
 Super-tertiary 5 (4)
 Private 36 (32)
Arrival time period
 Office hour (8 AM–4 PM) 18 (16)
 Nonoffice hour (4 PM–8 AM) 94 (84)
Transport personnel
 Physician
  Pediatrician 39 (35)
  Emergency physician 5 (4)
  Neurosurgeon 1 (1)
  General Physician 54 (48)
 Nurse
  Registration nurse 10 (9)
  Emergency nurse 3 (3)
Table 2.
Characteristics of adverse events in transported pediatric patients (total 25 cases, 30 events)
Adverse events No. (%)
Physiologic deterioration 15 (60)
 Respiratory 1
  Desaturation/respiratory distress
 Circulatory 11
  Hypotension/poor tissue perfusion 9
  Hypertension 2
 Neurological 2
  Alteration of consciousness 1
  Seizure 1
 Metabolic 1
  Hypoglycemia
Equipment-related complications 5 (20)
 ET tube displacement/accidental extubation 1
 Loss of intravenous access 2
 Depleted oxygen supply 2
Both physiologic deterioration and equipment-related complications 5 (20)
 Physiologic: respiratory failure/equipment: ET tube displacement 2
 Physiologic: respiratory failure/equipment: depleted oxygen supply 1
 Physiologic: circulatory/equipment: depleted battery supply 1
 Physiologic: circulatory/equipment: loss of intravenous access 1

ET, endotracheal.

Table 3.
Adverse events categorized according to the American Academy of Pediatrics “Guidelines for Air and Ground Transportation of Pediatric Patients”
Standard transferring system Adverse events (total 25 cases), n (%)
 Communication 3 (12)
 Personnel 2 (8)
 Equipment 9 (36)
 Monitoring 1 (4)
Deterioration of disease 10 (40)
Table 4.
Risk of complications during transport of pediatric patients
Variable Complication (n=25) Without complication (n=87) P value
Age (yr) 0.22
 Mean 6.71 4.92
 Median (IQR) 7.2 (0.7–12.2) 3.5 (0.7–9.2)
Age 0.199
 Infant (≤12 mo) 7 (28) 26 (30)
 Preschool (1–5 yr) 3 (12) 27 (31)
 School (5–10 yr) 7 (28) 17 (19.5)
 Adolescent (>10 yr) 8 (32) 17 (19.5)
Male sex 13 (52) 47 (54) 0.86
Underlying disease 0.50
 Absence 17 (68) 65 (75)
 Presence 8 (32) 22 (25)
 Respiratory 1 5
 Neurological 3 -
 Cardiac 2 6
 Hematologic/oncologic 1 4
 GI - 1
 Genetic - 5
 Others 1 1 0.90
Intubated 15 (60) 51 (59) 0.11
Vasoactive drugs 8 (32) 15 (17) 0.34
Referring hospital
 Government 15 (60) 61 (70)
 Primary 1 3
 Secondary (120–500 beds) 9 19
 Tertiary (>500 beds) 5 34
 Super-tertiary - 5
 Private 10 (40) 26 (30)
Transport distance (km) 0.69
 Mean 112.6 129.4
 Median (IQR) 46 (28–85) 46 (28–142)
Transport duration (hr) 0.82
 Mean 2.50 2.1
 Median (IQR) 1.4 (0.7–2.5) 1.2 (0.7–2.5)
Arrival time period 0.76
 Office hour (8 AM–4 PM) 3 (12) 15 (17)
 Nonoffice hour (4 PM–8 AM) 22 (88) 72 (83)
Hospital stay (day) 0.90
 Mean 19.6 20.7
 Median (IQR) 13.5 (6–22.5) 15 (6–30.5)
Transport personnel 0.03
 Physician 19 (76) 80 (92)
 Nurse 6 (24) 7 (8)
Monitoring 0.06
 Vital signs 24 (96) 85 (98)
 Oxygen 24 (96) 85 (98)
 EKG 16 (64) 71 (82)

Values are presented as number (%) unless otherwise indicated.

IQR, interquartile range; EKG, electrocardiogram.

Table 5.
Studies regarding complications during transport of pediatric patients
Study No. of pediatric transfer (cases) Adverse events, n (%) Outcome measurement
Kanter and Tompkins [9] (1989) 117 22 (18%) -Physiologic deterioration
-Equipment-related
Barry and Ralson [8] (1994) 56 12 (23%) -Major cardiorespiratory compromise
-Serious adverse event
Hatherill et al. [1] (2003) 202 18 (9%) -Critical adverse event
-Clinical adverse event
Limprayoon et al. [3] (2005) 36 6 (16%) -Clinical deterioration
-Equipment problem
Our study (2017) 112 25 (22%) -Physiologic deterioration
-Equipment-related
Table 6.
Physician escorts by group
Physician accompany Age <12 months Age >12 months P value
Complication group (n=19) 0.87
 Pediatrician 2 5
 Nonpediatrician 3 9
Noncomplication group (n=80) 0.84
 Pediatrician 10 22
 Nonpediatrician 14 34

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